Control Room
Conflicts of Interest (COI) Modules and Employee Forms.
EQube’s Control Room Compliance Application.
EQube, a prominent financial organization, employs a cutting-edge Control Room Compliance application to facilitate and monitor employee trading activities. This sophisticated software is a comprehensive solution to ensure regulatory compliance and prevent potential conflicts of interest.
Personal Trading Pre-Clearance
Automate the employee personal trading requests and approvals process to improve supervision and avoid conflicts of interest.
Contact Us
DbCom - EQube
Financial Technologies | Regulatory Compliance
2 Research Way
Princeton, NJ 08540
By phone: (609) 651-8222 select option 3
By email: sales@dbcomsys.com