PCG-IB Referrals
Manage and track PCG referral requests and securities.
EQube's PCG-IB Referral module provides a platform for authorized users to manage and track referral requests and securities belonging to the PCG group. Using the PCG-IB Referral module, users can enter both referral company and business details about specific securities containing non-public information. Also, supervisors and compliance have greater oversight using reports and numerous features available.
Key Features
Ability to easily delegate requester(s) & approver(s)
Notify group(s) when a referral is requested for a particular security
Flag potential Watch list, Restricted list securities
Role-based access control
Supervisory & BI reports available
WORM transaction storage
And much more.
Contact us.
DbCom - EQube
Financial Technologies | Regulatory Compliance
2 Research Way
Princeton, NJ 08540
By phone: (609) 651-8222 select option 3
By email: sales@dbcomsys.com