Chaperone
A better way to track & manage communication between research & other departments.
The Chaperone module by EQube assist firms and compliance officers in supervising and enforcing written policies and procedures related to interactions between the research department and other departments such as sales & trading and investment banking.
Key Features
Ability to capture details of interaction between departments such as in reason for meeting, type of communication, forum used, etc.
Ability to enter details pertaining to the participants by department (Research, Capital Markets, etc.)
Quickly retrieve records for review
WORM storage retention
And much more.
Contact us.
DbCom - EQube
Financial Technologies | Regulatory Compliance
2 Research Way
Princeton, NJ 08540
By phone: (609) 651-8222 select option 3
By email: sales@dbcomsys.com