Upcoming Events
IAA’s 2024 Leadership Forum
EQube is proud to sponsor and attend the IAA’s annual leadership conference. This event brings together senior executives from member firms for a high-value, timely agenda and unique networking opportunities. This half-day conference promises to deliver a wealth of knowledge, industry insight, and peer-to-peer discussion.
The agenda focuses on topics dominating headlines (and firm executives’ priorities and concerns) — artificial intelligence and cybersecurity — followed by a deep dive by prominent firm leaders on managing these and other elements in an increasingly complex and demanding environment. Breakout sessions will give attendees ample time to delve into these and other critical subjects together.
Don’t miss this unparalleled opportunity to learn from thought leaders, share best practices, and build essential industry connections!
Learn more here!
Trading Operations and Compliance Regional Roundtable by TRADEliance
Staying ahead of regulatory changes is crucial for every Compliance professional. The best way to navigate these changes is through engaging discussions with peers, exploring the latest hot topics, best practices, and lessons learned. That's why EQube is proud to sponsor TRADEliance's events. They’re renowned for fostering meaningful dialogue among Compliance leaders.
We're thrilled to participate in this insightful roundtable, led by TRADEliance's experts.
Don't miss the opportunity to join us at this is a free, half-day event.
Sign up here!
Cocktails & Compliance: NYC Networking by EQube
EQube is excited to host an exclusive networking cocktail event tailored for compliance professionals at broker dealer and/ or investment advisory firms. This is a unique opportunity to connect with your peers, share insights, and discuss the latest trends and challenges in the world of compliance—all while enjoying a relaxed and elegant atmosphere.
Network with compliance professionals from leading firms.
Exchange ideas and best practices in compliance management.
Enjoy cocktails and appetizers at a beautiful NYC rooftop bar.
Learn more about how EQube's innovative solutions can help streamline compliance processes and enhance operational efficiency.
RSVP Now! Space is limited, so be sure to reserve your spot today. We look forward to seeing you there!
Institutional Fixed Income Summit
Noteworthy Event
This event is designed for investment, asset allocation, and capital management professionals to discuss optimizing fixed income allocation and investment strategies.
Visit the site’s page for more information on this event.
Advertising Regulation Conference
Noteworthy Event
This event offers is designed for new and experienced communications compliance professionals.
Visit FINRA’s events page for more information on this event in Washington DC.
Summit on Third-Party Risk Management
Noteworthy Event
Topics covered at this event:
The impact of COVID-19 on the supply chain
Internal controls and COVID-related fraud
Advances in regulatory technology
Vendor due diligence and onboarding
Monitoring and remote work
Visit Compliance Week’s events page for more information on this virtual event.
American Bankers Association (ABA) Regulatory Compliance Conference
Noteworthy Event
This event will ensure your program is up to speed, with in-depth regulatory analysis, benchmarking data from across the industry, and practical implementation strategies for current compliance challenges.
Visit ABA’s events page for more information on this virtual event.
FINRA Annual Conference
Noteworthy Event
This virtual event provides the opportunity for practitioners, peers, and regulators to exchange ideas on timely compliance and regulatory topics.
Visit FINRA’s events page to review the agenda and register for this virtual event.
Compliance Week 2021
Noteworthy Event
This event is for corporate compliance, legal, audit, and risk officers, offering new strategies you can implement right away. With the changing landscape, this is the year to attend this event.
Visit the site for more information on this virtual event.
Financial Crimes Risks, Trends & Proven Practices
Noteworthy Event
This virtual event will look at the new regulatory and legal mandates, examine lessons learned from enforcement actions, and provide industry perspectives on the latest developments in the financial crime space, including money laundering, bribery, sanctions violations, and market manipulation. Plus examine recent fraud trends and operational challenges related to COVID-19.
Visit Compliance Weeks’ site for more information on this virtual event.
FINTECH World Forum
Noteworthy Event
Visit the site for a list of keynote speakers and view the agenda for this virtual event.
Fixed Income Leaders Summit
Noteworthy Event
Where leaders come together to discuss their biggest FI priorities, lessons learned, and plans for 2021 and beyond.
Visit the site to learn more about this virtual event.
Virtual Cyber Security Summit
Noteworthy Event
This event focuses on educating attendees on how to best protect highly vulnerable business applications and critical infrastructure. Attendees will have the opportunity to meet the nation’s leading solution providers and discover the latest products and services for enterprise cyber defense.
Visit the site to view the list of key speakers and learn more about this event. Free with promo code INFOSEC21