Political Contributions
Easily manage and ensure regulatory compliance.
Supervision & Oversight.
EQube's Political Contributions module provides a platform for firms to manage information related to elections, contributions to the election and recipient. The module helps Firms and Registered Investment Advisers (RIA) easy access to this information, as well as a means to preserve and maintain records in accordance with regulatory requirements.
Features
Ability to capture employee information, amount of contribution, type of payment made to the contribution, etc.
Ability to track election information as in type (national, state, etc.)
Ability to attach files from various formats
Generate supervisory reports
WORM storage
And much more.
Contact Us
DbCom - EQube
Financial Technologies | Regulatory Compliance
2 Research Way
Princeton, NJ 08540
By phone: (609) 651-8222 select option 3
By email: sales@dbcomsys.com