Product Review
A tool to address suitability regulatory requirements.
EQube's Product Review module provides a platform for firms to review, track and manage potentially new and suitable products for your clients.
Key Features
Systematic approval process that includes clear, specific, and practical guidelines for determining what constitutes a new product
Seamless request, review and approval workflow process before the product is presented to the new products committee for formal approval
Data analysis utilizing dashboard & charting techniques
A dynamic display of new product attributes
Ability to manage new product training
Generate various reports such as revenue by product, trending and approval products
And much more.
Compliance Regulations
The Product Review module by EQube addresses FINRA rules 2011 and 2090.
Contact us.
DbCom - EQube
Financial Technologies | Regulatory Compliance
2 Research Way
Princeton, NJ 08540
By phone: (609) 651-8222 select option 3
By email: sales@dbcomsys.com