Remaining attentive and insightful is key to running any good business - and our business is helping to protect the businesses of our customers. As we begin the new year, we look back at recent developments in the compliance industry, along with looking at current trends and making future predictions to make sure that our customers are covered. As a result, we find certain modules to be of paramount importance in the coming months. These modules include Investment Advisory, WSP, Operations Checklist, Account Document Management, and CAIS. These recommendations are based on our professional analysis, recent FINRA activity, and requests from our current customers and new prospects.

As always, DbCom stays in tune with the ever-changing regulatory landscape and constantly updates its product offerings, in addition to creating new ones when the need arises. If you are a current customer, you can always feel confident that we are keeping pace with all regulatory developments. We also invite new prospects and ask them to reach out and tell us their needs, so we can demonstrate our solutions.

The year 2023 will undoubtedly bring even more change to the compliance industry and we are happy to help firms meet these regulatory challenges.

Ernesto Gaglione is the Business Development Manager at DbCom. You can reach him at ernesto.gaglione@dbcomsys.com.

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